Sue Maxwell

VP Compliance / Operations
Sue Maxwell

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Sue Maxwell has been with Greenberg Financial Group since 1999. She is the firm’s chief compliance officer and handles all the regulatory compliance for the firm, including financial operations.  She has two children and three grandchildren, and is an avid supporter of the University of Arizona.

Professional Designations/Licenses

  • Series 7 General Securities Registered Representative License
  • Series 24 General Securities Principal License
  • Series 28 Financial Operations Principal
  • Series 66 Combined Uniform Securities Agent State & Uniform Investment Advisors Law